Making your hedge fund website SEC compliant
Internet websites have to be careful with respect to general solicitations and advertising, and thus must limit the content of the website in addition to the people who have access to the site. Hedge...
View ArticleMSRB Clarifies Obligations Under Investor Protection Rules
On January 22, 2008, the Municipal Securities Rulemaking Board (MSRB) issued a notice to clarify the obligations of broker/dealers and other municipal bond dealers in regard to investor protection...
View ArticleHedge Fund Marketing
A hedge fund manager and/or any person acting on its behalf may not solicit an investment into a hedge fund through any type of “general solicitation” or general advertisement” under Section (c) of...
View ArticleRegulation D
According to Wikipedia, Regulation D is a regulation of the U.S. Securities and Exchange Commission and is also a term for an investment strategy, mostly associated with hedge funds, based upon that...
View ArticleNavigating the Regulation of Hedge Fund Marketing
By JAMES R. HEDGES, IV, PARTNER, AND CHARLOTTE LUER, PARTNER, LJH FINANCIAL MARKETING STRATEGIES, AND LUCINDA O. MCCONATHY, PARTNER, AND PATRICIA C. O’PREY, PARTNER, RICHARDS KIBBE & ORBE LLP...
View ArticleHedge Fund Insurance: A Good Investment?
Hedge Fund managers spend endless amounts of time and money analyzing and determining the appropriate investments to hedge risk in their portfolios. Can any manager afford to disregard the risks in...
View Article
